Post:Principle Auditor_AVP, Shanghai – EFNC/ CN83656/BRZH
Organization:: Hudson China
Location: China-Shanghai
Compensation: Competitive
Position Type: Permanent
Employment type: Full time
Updated: Aug 23, 2013
eFC Ref no: 1256926
Our Client is a famous European bank.
Job Scope
Under the supervision of a Principal Audit Manager (PAM), the Principal Auditor’s (PA’s) primary responsibility is to lead, or participate in audits of the business/functional area (Equities), and, in accordance with GA’s audit methodology, to evaluate the adequacy and effectiveness of internal controls relating to risks within those business areas.
The PA may also be required to lead, or participate in, ad hoc projects and Special Investigations. The PA works in an integrated manner with subject matter experts and other teams from across the function to provide ‘front-to-back’ audit coverage. They actively contribute to the delivery of team plans in support of the functional and business strategies.
The PA works efficiently and effectively on multiple audits and must meet key audit project milestones while exercising timely and accurate completion of day-to-day audit work; this includes conducting Continuous Audit Assessments (CAAs) and risk assessments, identifying and assessing key risks and designing testing to assess the design and operating effectiveness of the key controls in place to mitigate risk, participating in exit meetings, drafting high quality audit reports for review by audit management, facilitating issue tracking and validating the closure of issues. The PA works with limited supervision and is resilient under pressure to deliver to agreed deadlines.
We are looking for a PA to join the Shanghai based team within Group Audit China covering CB&S (Corporate Banking and Securities), Global Transaction Banking (GTB), Private Wealth Management (PWM) and Private and Business Clients (PBC) and various infrastructure functions.
Responsibilities
Requirements
To apply this position, please click on the 'Apply Online' button below or email your resume to Brenda.zhang@jobs.hudson.com quoting subject “Principle Auditor_AVP, Shanghai – EFNC/ CN83656/BRZH”.
Your interest will be treated in strict confidence and only shortlisted candidates will be notified.
(For overseas applicants only)
Please note that unless this advertisement states otherwise, to apply for this position you should have a current and valid work permit for this country or hold residency.
How to Apply
http://jobs.efinancialcareers.com/job-4000000001245518.htm
Organization:: Hudson China
Location: China-Shanghai
Compensation: Competitive
Position Type: Permanent
Employment type: Full time
Updated: Aug 23, 2013
eFC Ref no: 1256926
Our Client is a famous European bank.
Job Scope
Under the supervision of a Principal Audit Manager (PAM), the Principal Auditor’s (PA’s) primary responsibility is to lead, or participate in audits of the business/functional area (Equities), and, in accordance with GA’s audit methodology, to evaluate the adequacy and effectiveness of internal controls relating to risks within those business areas.
The PA may also be required to lead, or participate in, ad hoc projects and Special Investigations. The PA works in an integrated manner with subject matter experts and other teams from across the function to provide ‘front-to-back’ audit coverage. They actively contribute to the delivery of team plans in support of the functional and business strategies.
The PA works efficiently and effectively on multiple audits and must meet key audit project milestones while exercising timely and accurate completion of day-to-day audit work; this includes conducting Continuous Audit Assessments (CAAs) and risk assessments, identifying and assessing key risks and designing testing to assess the design and operating effectiveness of the key controls in place to mitigate risk, participating in exit meetings, drafting high quality audit reports for review by audit management, facilitating issue tracking and validating the closure of issues. The PA works with limited supervision and is resilient under pressure to deliver to agreed deadlines.
We are looking for a PA to join the Shanghai based team within Group Audit China covering CB&S (Corporate Banking and Securities), Global Transaction Banking (GTB), Private Wealth Management (PWM) and Private and Business Clients (PBC) and various infrastructure functions.
Responsibilities
- Executes day-to-day operational audit work and contributes to the delivery of audits; executes audit fieldwork in line with the agreed audit approach.
- Completes all assigned work in line with agreed budgets, including ad hoc projects and special investigations.
- Pro-actively develop and maintain professional working relationships with colleagues, the business and respective support areas.
- Communicates openly with GA management and the internal stakeholders; Assist Direct Manager in the identification of emerging risks and areas of concern through participation in non-audit forums and meetings.
- Continues to develop technical expertise through product and on-the-job training.
- Has an innovative & open mindset and develops ideas, which are implemented and have a positive value-added impact to internal clients.
- Understands the client’s marketplace and responds to expectations and market developments.
- Supports regular and ad-hoc regulatory requests from CBRC, SAFE and PBOC to Group Audit
Requirements
- A Degree or other equivalent qualification
- Other professional/industry recognised qualifications e.g. accounting qualifications such as ACA/CPA
- 6-8 years external/internal auditing experience gained in an international financial institution with knowledge of the banking industry in China.
- Knowledge of investment banking & corporate banking products and processes (with focus on equities, FICC and rates products); sound understanding of global banking control environment and compliance issues in the banking/finance industry
- Self starter and keen learner who is comfortable working in both an independent and team environment; should be flexible, pro-active and innovative with good organizational skills
- Excellent written/verbal communication skills and be able to communicate effectively at all levels.
- Required to drive integrated working practices, take ownership and responsibility of agreed targets and meet them within budget.
- English and Mandarin language skills are a pre-requisite, other languages would be of advantage.
- Some travel may be required within and outside China (e.g. HK, Taipei etc.).
To apply this position, please click on the 'Apply Online' button below or email your resume to Brenda.zhang@jobs.hudson.com quoting subject “Principle Auditor_AVP, Shanghai – EFNC/ CN83656/BRZH”.
Your interest will be treated in strict confidence and only shortlisted candidates will be notified.
(For overseas applicants only)
Please note that unless this advertisement states otherwise, to apply for this position you should have a current and valid work permit for this country or hold residency.
How to Apply
http://jobs.efinancialcareers.com/job-4000000001245518.htm
